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Finding: Brokers Are too Commission-Centered
BE ADVISED: The Securities Industry Association's third annual Investor Survey finds:
55% of investors believe that the securities industry is motivated by greed;
52% of investors believe that brokers and brokerage firms put their own interests ahead of investors' interests; and
38% of investors believe they were not sufficiently advised of the risks of their investments
Source: Wall Street Journal
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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
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