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Federal Court Freezes Assets of Chicago Partnership Board

BE ADVISED: At the request of the SEC, which argued that the broker dealer had massive deficiencies in net capital and special reserves, and had violated securities laws by filing false statements with the SEC and the NASD, a federal court in Chicago has temporarily frozen the assets of the firm.

Limited partnership investors may know the firm for its efforts in matching buyers and sellers of limited partnerships.

Investors needing these services can consider other firms such as:
American Partnership Board 800-736-9797

Robert Stanger & Company 908-389-3600

Raymond James & Associates 800-248-8863

Numerous other firms are listed in the September, 1997 issue of Bloomberg Personal.

Source: Wall Street Journal


   
 
 
 
 



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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm Shaheen, Novoselsky, Staat, Filipowski & Eccleston P.C.(www.snsfe-law.com). This Web site contains material of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice. Always consult an attorney and/or investment advisor when building and protecting your wealth.

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