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Brokerage Firm Premier Capital Management Charged with Securities Law Violations

The NASD has brought a disciplinary action against Premier Capital Management, Inc. of Dallas, TX, its president Bryan James O'Leary, and one of its former brokers, Ryan Mark Reynolds. The NASD charges them with stock touting, misleading advertising, and failure to disclose compensation for touting stock.

The conduct concerns a company called Continental Investment Corporation(OTCBB: CICG).

Source: Wall Street Journal, November 17, 1999





   
 
 
 
 



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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm Shaheen, Novoselsky, Staat, Filipowski & Eccleston P.C.(www.snsfe-law.com). This Web site contains material of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice. Always consult an attorney and/or investment advisor when building and protecting your wealth.

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