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James Eccleston Discussed
NASD Ratings Issues on FirstBusiness
ames Eccleston appeared last Tuesday morning (November 9) on FirstBusiness. Jim discussed brokerage firms' confusing ratings system and the need for reform, including particularly how more and more the term "hold" has come to have the same meaning as "sell". Many other terms have become similarly indistinct in meaning.
Jim and others believe that reforms are needed to rectify the problem. Click below to view the video:
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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
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