James Eccleston Interviewed By Vestment Advisors
SNSFE partner James J. Eccleston gave an audio interview today to Katherine Vessenes, J.D., CFP (R), RFC, president of
Vestment Advisors
and author of Building Your Multimillion Dollar Practice.
Of interest to both broker-dealers and financial advisors, their conversation deals with trouble in the workplace. Jim discusses issues such as what can go wrong with promissory notes, wrongful termination, bad workplace conditions, discrimination, not paying for overtime, charges for trade errors, and reps changing firms.
Excerpts of his interview will be used for an article on trouble in the workplace to be written by Ms. Vessenes. Information will be posted as it becomes available on its publication.
To listen to the 53 minute audio interview,
click here.
Note: This is a large .wma file and takes several minutes to load.
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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
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