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Date

Conference

Location

Contact

4 Identifying and Addressing Conflicts of Interest
HedgeOp Compliance LLC.
HedgeOp Headquarters
New York
(212) 515-2800 or
www.hedgeop.com/general/seminar.asp
12-13 Sixth Annual Symposium on Performance Membership and Attribution Analysis
Financial Research Associates LLC
The Palms South Beach
Miami Beach, Fla

www.frallc.com
18-20 Lockwood University 2007
Lockwood Advisors, an affiliate of Pershing LLC
Hilton DFW Lakes Executive Conference Center
Grapevine Texas
(800) 200-3033 or
www.lockwoodadvisors.com/university
19-21 3rd Annual Financial Adviser Symposium
Las Vegas
Mandalay Bay Resort & Casino
Las Vegas, NV

www.fa-mag.com
21 Forum on Derivatives
TABB Group
Reuters Building
New York
(202) 216-2000
mrabkin@martinrabkinink.com
21 SIFMA Anti-Money Laundering Compliance Conference
New York Marriott Marquis
New York, NY
(202) 216-2000
www.sia.com/antimoney07
24-25 SIA Independent Firms
Conference and Exhibit
Hyatt Regency Baltimore
Baltimore, MD
(212) 608-1500
www.sia.com
25-27 American Bankers Association
Wealth Management and Trust Conference
Hyatt Regency Grand Cypress
Orlando, FL
800-BANKERS
www.aba.com
26-27 Fiduciary360
2007 National Conference
Westin Horton Plaza
San Diego
(412) 741-8140 or
www.fi360.com/main/conference.jsp
26-27 InvestmentNews Retirement Income Summit Grand Hyatt
New York
800-BANKERS
www.investmentnews.com/summit
26-28 Eleventh Annual High Performance Investing Summit Information Management Network Sporting d'Hiver
Monte Carlo, Monaco
800-BANKERS
www.imn.org
26-29 2007 Spring Professional Development Conference
IMCA
Arizona Biltmore Resort & Spa
Phoenix, Ariz.
(303) 770-3377
www.imca.org
27-28 ValueRich Small-Cap Financial Conference and Expo
ValueRich Inc.
InterContinental Hotel
Miami
(561) 832-8878 or
info@vrexpo.net
27-28 ABA Managed Account Forum
American Bankers Association in conjunction with Money Management Institute
Hyatt Grand Cypress
Orland, Fla
(800)BANKERS or
aba.com/events/maf
29-30 2nd Annual Marketing & Advertising Compliance Forum For Investment Advisers
The Princeton Club
New York, NY
(800) 280-8440
www.frallc.com
29-May 2 Sixtieth CFA Institute Conference
New York Society of Security Analysts Inc. in conjunction with the CFA Iinstitute
Hilton New York
New York, NY

www.nyssa.org




   
 
 
 
 



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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm Shaheen, Novoselsky, Staat, Filipowski & Eccleston P.C.(www.snsfe-law.com). This Web site contains material of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice. Always consult an attorney and/or investment advisor when building and protecting your wealth.

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