Financial Counselhttp://www.financialcounsel.comFinancialCounsel.com provides legal advice to investors & advisers. Your Trusted Source for Financial Counsel.en-us60SEC closes book on Brian Block, former Schorsch associate, with $160,000 finehttp://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180214/FREE/180219958/sec-closes-book-on-brian-block-former-schorsch-associate-with-160000Wed, 14 Feb 2018 00:00:00 -0500Adviser charged with defrauding investors out of $1 million in 26-year-old real estate fraudhttp://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180214/FREE/180219963/adviser-charged-with-defrauding-investors-out-of-1-million-in-26Wed, 14 Feb 2018 00:00:00 -0500Muted sanctions remove spotlight from Wall Street misconducthttp://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180215/FREE/180219955/muted-sanctions-remove-spotlight-from-wall-street-misconductThu, 15 Feb 2018 00:00:00 -0500SEC bars broker-adviser Frank Mazzolahttp://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180119/FREE/180119912/sec-bars-broker-adviser-frank-mazzolaFri, 19 Jan 2018 00:00:00 -0500FINRA Publishes Budget Summary and Financial Principles for First Timehttp://www.financialcounsel.com/news/http://feeds.finra.org/~r/FINRANews/~3/s-eBuuFNZlM/finra-publishes-budget-summary-and-financial-principles-first-timeThu, 18 Jan 2018 00:00:00 -0500What to expect on the regulatory front in 2018http://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180102/FREE/180109994/what-to-expect-on-the-regulatory-front-in-2018Tue, 02 Jan 2018 00:00:00 -0500Massive investment fraud fueled by slick marketing, hot dinnershttp://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180105/FREE/180109958/massive-investment-fraud-fueled-by-slick-marketing-hot-dinnersFri, 05 Jan 2018 00:00:00 -05002018 outlook in equity investing is mostly brighthttp://www.financialcounsel.com/news/http://www.investmentnews.com/article/20180106/FREE/180109962/2018-outlook-in-equity-investing-is-mostly-brightSat, 06 Jan 2018 00:00:00 -0500FINRA Fines J.P. Morgan Securities LLC $2.8 Million for Customer Protection Rule Violations and Supervisory Failureshttp://www.financialcounsel.com/news/http://feeds.finra.org/~r/FINRANews/~3/kZDnt6sKzXk/finra-fines-jp-morgan-securities-llc-28-million-customer-protection-rule-violationsWed, 27 Dec 2017 00:00:00 -0500FINRA Sanctions Citigroup Global Markets Inc. $11.5 Million for Displaying Inaccurate Research Ratingshttp://www.financialcounsel.com/news/http://feeds.finra.org/~r/FINRANews/~3/RnIFfZaqm4U/finra-sanctions-citigroup-global-markets-115-million-inaccurate-research-ratingsThu, 28 Dec 2017 00:00:00 -0500